Compliance & Financial Services Recruitment

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CKE0811-46

Compliance Officer

 

The Company

My client is one of the largest Investment Banks in Europe with operations throughout the world.

 

The Role

They are currently looking to recruit a Compliance Officer to work with the Control Room function of the London based Compliance team.

To develop the Control Room policies and procedures.

To keep abreast of regulatory changes.

To resolve areas of potential conflicts of interest.


Financial Services and Compliance Recruitment


With teams separately dedicated to Financial Services, Compliance Permanent and Compliance Interim recruitment, this division are able to use their focused expertise to provide both clients and candidates with bespoke solutions. We predominately cover London, Surrey and Sussex, but have frequently offered national solutions.

We work with an envied client base covering SMEs to FTSE 100 companies, placing management and board level specialists within all key market sectors.

 

Across the Alexander Lloyd group, our Interim Solutions teams reflect the needs of today’s markets. While a permanent solution is often the right one, there are a wide range of situations in which an interim role is more relevant to the company’s needs and the candidate’s lifestyle. To this end, we believe in providing the same level of dedicated expertise for both.

 

 

Financial Services

 

Specialisations: Actuarial, Pensions, Group Risk, Flexible Benefits, Investments, Sales Support, Healthcare

 

Recent roles: Actuary, In-House Pensions Director, Group Risk Director, Flexible Benefits Consultant, Employee Benefits Manager, Asset Manager, Investment Analyst, Actuarial Consultant, Paraplanner

 

 

Compliance

Our compliance consultants work separately on interim and permanent roles but both cover the same specialisations.

 

Specialisations: Securities, Asset Management, Investment Banking, General Insurance, Retail, Stockbroking, T&C, Monitoring, Policy

 

Recent roles: Compliance Director, Money Laundering Reporting Officer, Compliance Officer, Audit Investigations Manager, Compliance Assistant, T&C Manager

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Alexander Lloyd Limited. Registered in England No 3754203
Richmond House, 105 High Street, Crawley, West Sussex RH10 1DD